Month: July 2024
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State Regulators are Increasingly Scrutinizing Held-Away Asset Management Technology: Tips for Advisors on Compliantly Managing Clients’ 401(k) Assets
**FAQs** 1. **What are the traditional options for advisors to manage clients’ 401(k) plan accounts?** Historically, advisors were limited to […]
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FCA Announces Livestream Event: One Year On Consumer Duty
Consumer Duty Livestreaming Webinar Event by FCA The Financial Conduct Authority (FCA) is set to hold a livestreaming webinar event […]
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The disparity in the government’s strategy on house construction
### Government Funding for Social Housing: A Key Solution to the Housing Crisis If the government wants to deliver the […]
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Abandon fiscal constraints and end bank subsidies to repair our struggling economy
In the past few years, the UK has faced a series of challenges including a global pandemic, a cost-of-living crisis, […]
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Financial Planners’ Weekend Reading List (June 15-16)
### Financial Planners Find Success in Advisory Teams Financial planners have found success in advisory teams, according to a recent […]
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Weekend Reading Recommendations for Financial Planners (July 6-7)
**FAQs** 1. **How will the recent Supreme Court decision affect the financial advice industry?** The recent Supreme Court decision shifting […]